SEC Disclosure Event Workflow
for Small RIA Teams

Track SEC filing events, coordinate team review, and keep an auditable record — built specifically for RIA firms with 1–15 employees.

• Monitor dilution, offering, and insider filing events across your watchlist
• Log team decisions with structured review records
• Share read-only audit trails with external auditors
• Ready for Reg S-P compliance (June 2026 deadline)

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Status: Currently in development.
Launch target: Q4 2026.
Early access: We're looking for 3–5 design partners to shape the product before launch.

Interested or have questions?
youngsoo@getstockledger.com

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